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Investment Adviser Firm Summary

360 WEALTH MANAGEMENT, LLC (CRD# 164109 / SEC# 801-76667)
Alternate Names: 360 WEALTH MANAGEMENT PARTNERS , 360 WEALTH MANAGEMENT, LLC , ABACUS WEALTH BUILDERS , AMPLIO WEALTH MANAGEMENT , BENGE FINANCIAL GROUP , CARDINAL WEALTH ADVISORS , CSB WEALTH MANAGEMENT , DALLAS FINANCIAL PLANNER , DANSBY WEALTH MANAGEMENT , DARGATZ & COMPANY , DAVID H. YOUNG & ASSOCIATES , DON HUBBARD INVESTMENT SERVICES , FURNEY FINANCIAL , GENERATIONS FINANCIAL MANAGEMENT , HOPPER FINANCIAL SERVICES , INDEPENDENT FINANCIAL STRATEGIES , JDR WEALTH MANAGEMENT , JKL INVESTMENT MANAGEMENT , JOHN BAILEY FINANCIAL , KALIVER WEALTH MANAGEMENT , LEWIN WEALTH MANAGEMENT , LIGHTFORCE FINANCIAL , MAVEN WEALTH CONSULTING, LLC , MAVERICK WEALTH MANAGEMENT , MCLEMORE FINANCIAL GROUP , MERGENT GROUP , MERIT WEALTH ADVISORS , MERIT WEALTH ADVISORS, INC. , MILLS & KERNAN WEALTH MANAGEMENT , MISSION FINANCIAL ADVISORY SERVICES , NAPA VALLEY FINANCIAL , ORION WEALTH MANAGEMENT , PARSONS WEALTH MANAGEMENT , PAX FINANCIAL GROUP, LLC , RDR WEALTH MANAGEMENT , RIDGEMARK FINANCIAL , RLBROWN FINANCIAL , SHELTON FINANCIAL GROUP , SILVERMAN LEGATE ADVISORY GROUP , SIMMONS WEALTH MANAGEMENT , TEAM 360 WEALTH MANAGEMENT , TEXAS STATE FINANCIAL, INC. , THE AERO ADVISOR , THE GATTS GROUP , THE TEXAS MONEY MANAGER , TRUEWEALTH MANAGEMENT , VALTRUM , WALTON & LOURCEY FINANCIAL STRATEGIES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/01/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 03/30/2016
Arizona 08/12/2014
Arkansas 08/12/2014
California 08/12/2014
Colorado 08/12/2014
Florida 08/12/2014
Georgia 08/12/2014
Hawaii 04/12/2018
Illinois 10/19/2015
Iowa 03/30/2016
Kansas 04/04/2017
Kentucky 10/14/2015
Louisiana 08/21/2014
Minnesota 08/12/2014
Mississippi 08/12/2014
Missouri 10/14/2015
Nebraska 09/15/2015
Nevada 02/23/2017
New Hampshire 09/15/2015
New Mexico 03/30/2016
North Carolina 08/12/2014
Ohio 02/23/2017
Oklahoma 08/21/2014
Oregon 08/21/2014
Pennsylvania 10/14/2015
South Carolina 10/14/2015
Tennessee 08/21/2014
Texas 06/01/2012
Virginia 04/14/2015
Washington 08/21/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser