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Investment Adviser Firm Summary

HIGHPOINT ADVISOR GROUP, LLC (CRD# 163768 / SEC# 801-76675)
Alternate Names: ASPIRE DIVORCE SOLUTIONS, LLC , ASPIRE PLANNING GROUP LLC , AXIS WEALTH ADVISORS, LLC , BENEFIT PARTNERS FINANCIAL GROUP , BLACK DIAMOND PLANNERS , CAPITAL STREET ADVISORS , CB3 FINANCIAL GROUP INC. , DOAK FINANCIAL, LLC , EINSPAR FAMILY FINANCIAL , EQUILIBRIUM WEALTH MANAGEMENT , G/R WEALTH MANAGEMENT GROUP LLC , HIGHPOINT ADVISOR GROUP, LLC , HIGHPOINT PLANNING PARTNERS , HIGHPOINT PLANNING PARTNERS, LLC , KCT FINANCIAL , KEITH E. MURPHY , KENNEDY FINANCIAL GROUP , LIGHTHOUSE FINANCIAL GROUP , LLOYD WEALTH ADVISORS , MCCABE FINANCIAL GROUP , MIDWEST FAMILY WEALTH MANAGEMENT , MIKE LYNCH, INC. , MODEL WEALTH , ONPATH FINANCIAL, LLC , PARTNERS ADVISORS LTD. , RMD WEALTH MANAGEMENT , ROGER J. ENSMINGER & ASSOCIATES , ROUND HILL WEALTH MANAGEMENT , SAFE HARBOR RETIREMENT CONSULTANTS, LLC , STONEBRIDGE WEALTH ADVISORS , THE ASSOCIATES GROUP , THE SCHAFFNIT GROUP , TWG WEALTH PARTNERS , TWIN ROCKS ASSET MANAGEMENT , VERTEX PLANNING PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/22/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/13/2017
Arizona 02/06/2014
California 02/06/2014
Colorado 02/06/2014
Connecticut 10/13/2017
District of Columbia 03/29/2018
Florida 10/05/2012
Georgia 03/11/2016
Idaho 10/13/2017
Illinois 06/04/2012
Indiana 02/06/2014
Iowa 08/04/2016
Kansas 03/30/2016
Kentucky 03/13/2017
Louisiana 02/06/2014
Maryland 08/27/2018
Massachusetts 03/11/2016
Michigan 02/06/2014
Minnesota 08/26/2013
Mississippi 03/29/2018
Missouri 08/26/2013
Montana 03/29/2018
Nevada 03/11/2016
New Hampshire 08/20/2014
New Jersey 05/17/2016
New York 03/24/2015
North Carolina 03/24/2015
Ohio 08/26/2013
Oregon 10/13/2017
Pennsylvania 01/06/2015
South Carolina 07/01/2015
Tennessee 03/24/2015
Texas 03/01/2013
Virginia 01/06/2015
Washington 03/11/2016
West Virginia 10/13/2017
Wisconsin 08/26/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser