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Investment Adviser Firm Summary

CAPITAL ANALYSTS, LLC (CRD# 162200 / SEC# 801-74614)
Alternate Names: CAI ACQUISITION, INC , CAPITAL ANALYSTS , CAPITAL ANALYSTS, INC , CAPITAL ANALYSTS, LLC , THE LINCOLN INVESTMENT COMPANIES

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/17/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/10/2012
Alaska 05/10/2012
Arizona 03/31/2017
Arkansas 05/10/2012
California 05/10/2012
Colorado 05/10/2012
Connecticut 05/10/2012
Delaware 05/10/2012
District of Columbia 05/10/2012
Florida 05/11/2012
Georgia 05/10/2012
Hawaii 05/10/2012
Idaho 05/10/2012
Illinois 06/04/2012
Indiana 05/10/2012
Iowa 05/10/2012
Kansas 05/10/2012
Kentucky 05/10/2012
Louisiana 05/10/2012
Maine 05/10/2012
Maryland 05/10/2012
Massachusetts 05/10/2012
Michigan 05/10/2012
Minnesota 05/10/2012
Mississippi 05/10/2012
Missouri 05/10/2012
Montana 05/10/2012
Nebraska 05/10/2012
Nevada 05/10/2012
New Hampshire 05/10/2012
New Jersey 06/14/2012
New Mexico 05/10/2012
New York 05/10/2012
North Carolina 05/10/2012
North Dakota 05/10/2012
Ohio 05/10/2012
Oklahoma 05/10/2012
Oregon 05/10/2012
Pennsylvania 05/10/2012
Rhode Island 05/10/2012
South Carolina 05/10/2012
South Dakota 05/10/2012
Tennessee 05/10/2012
Texas 05/10/2012
Utah 05/10/2012
Vermont 05/10/2012
Virgin Islands 05/10/2012
Virginia 05/10/2012
Washington 05/10/2012
West Virginia 05/10/2012
Wisconsin 05/10/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser