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Investment Adviser Firm Summary

LIFEMARK SECURITIES CORP. (CRD# 16204 / SEC# 8-33478, 801-68438)
Alternate Names: LIFEMARK SECURITIES CORP. , PROCORP SECURITIES INCORPORATED

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/17/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/10/2008
Arkansas 08/02/2013
California 01/14/2008
Colorado 02/08/2008
Connecticut 02/08/2008
Delaware 02/19/2008
District of Columbia 03/22/2018
Florida 02/11/2008
Georgia 02/08/2008
Idaho 07/10/2017
Illinois 07/19/2012
Indiana 02/08/2008
Iowa 02/05/2018
Kentucky 02/08/2008
Louisiana 07/11/2016
Maine 02/08/2008
Maryland 02/08/2008
Massachusetts 02/08/2008
Michigan 02/08/2008
Minnesota 06/17/2008
Mississippi 01/22/2008
Missouri 02/08/2008
Montana 08/04/2009
Nebraska 05/28/2010
Nevada 03/22/2018
New Hampshire 02/08/2008
New Jersey 02/20/2008
New Mexico 08/08/2018
New York 10/17/2007
North Carolina 02/08/2008
Ohio 02/08/2008
Pennsylvania 02/08/2008
Rhode Island 02/08/2008
South Carolina 02/08/2008
Tennessee 02/05/2018
Texas 02/08/2008
Utah 11/08/2018
Vermont 02/08/2008
Virginia 02/08/2008
Washington 04/04/2018
West Virginia 02/08/2008
Wisconsin 01/03/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser