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Investment Adviser Firm Summary

RODGERS BROTHERS, INC. (CRD# 16197 / SEC# 8-33475, 801-61034)
Alternate Names: MONONGAHELA CAPITAL MANAGEMENT , MONONGAHELA CAPITAL MANAGEMENT INC. , RODGERS BROTHERS, INC.

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/23/2002

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 08/10/2009
Florida 02/13/2015
Georgia 02/18/2015
Illinois 03/25/2008
Louisiana 11/04/2014
Massachusetts 07/11/2017
New Jersey 05/20/2011
New York 06/19/2002
North Carolina 06/26/2008
Ohio 05/03/2011
Pennsylvania 05/14/2002
Texas 06/26/2008
Washington 08/23/2017
West Virginia 06/26/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser