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Investment Adviser Firm Summary

BATTERY MANAGEMENT CORP. (CRD# 160921 / SEC# 801-79475)
Alternate Names: BATTERY MANAGEMENT CORP. , BATTERY PARTNERS IX AIV I, LLC , BATTERY PARTNERS IX AIV II LP , BATTERY PARTNERS IX, LLC , BATTERY PARTNERS VI, LLC , BATTERY PARTNERS VII, LLC , BATTERY PARTNERS VIII AIV IV, LLC (RELYING ADVISER) , BATTERY PARTNERS VIII AIV V, LP , BATTERY PARTNERS VIII AIV VI, LLC (RELYING ADVISER) , BATTERY PARTNERS VIII AIV, LLC , BATTERY PARTNERS VIII SIDE FUND AIV II LLC (RELYING ADVISER) , BATTERY PARTNERS VIII SIDE FUND AIV LP , BATTERY PARTNERS VIII SIDE FUND, LLC , BATTERY PARTNERS VIII, LLC , BATTERY PARTNERS X AIV I LP , BATTERY PARTNERS X SIDE FUND AIV I LP , BATTERY PARTNERS X SIDE FUND, LLC , BATTERY PARTNERS X, LLC , BATTERY PARTNERS XI AIV, LP , BATTERY PARTNERS XI SIDE FUND AIV, LP , BATTERY PARTNERS XI SIDE FUND, LLC , BATTERY PARTNERS XI, LLC , BATTERY VENTURES , BATTERY VENTURES ISRAEL LTD (RELYING ADVISER) , BMC UK SUBADVISOR SUPPORT, LTD. (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/18/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 04/18/2014
Massachusetts 04/18/2014
New York 03/26/2018
Oregon 03/24/2016
Texas 03/26/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


SEC / Jurisdiction REPORTING STATUS _ EFFECTIVE DATE
SEC ERA - Withdrawn 03/25/2014
California ERA - Withdrawn 03/25/2014
Massachusetts ERA - Withdrawn 03/25/2014