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Investment Adviser Firm Summary

SIGNATURE INVESTMENT ADVISORS, LLC (CRD# 160715 / SEC# 801-76593)
Alternate Names: SIGNATURE INVESTMENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/02/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/23/2015
Arizona 03/23/2015
Arkansas 03/23/2015
California 05/02/2012
Colorado 08/24/2016
Connecticut 09/03/2013
Delaware 11/07/2012
District of Columbia 11/21/2014
Florida 07/06/2012
Georgia 11/21/2014
Hawaii 11/21/2014
Illinois 04/06/2015
Indiana 09/03/2013
Iowa 08/24/2016
Kansas 01/16/2018
Kentucky 07/06/2012
Louisiana 09/28/2015
Maine 03/23/2015
Maryland 09/03/2013
Massachusetts 07/06/2012
Michigan 11/07/2012
Minnesota 03/14/2016
Nevada 01/16/2018
New Hampshire 09/03/2013
New Jersey 05/21/2012
New Mexico 01/16/2018
New York 05/02/2012
North Carolina 07/06/2012
Ohio 11/21/2014
Oklahoma 05/02/2012
Oregon 09/28/2015
Pennsylvania 05/02/2012
Puerto Rico 03/27/2013
Rhode Island 08/08/2014
South Carolina 08/08/2014
Tennessee 03/23/2015
Texas 05/02/2012
Vermont 01/16/2018
Virginia 05/02/2012
Washington 03/23/2015
Wisconsin 07/06/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser