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Investment Adviser Firm Summary

PARSONEX ADVISORY SERVICES, INC. (CRD# 160275 / SEC# 801-74543)
Alternate Names: PARSONEX ADVISORY SERVICES, INC. , PARSONEX FINANCIAL SERVICES, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/27/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/05/2017
Arizona 03/27/2012
Arkansas 10/27/2015
California 03/27/2012
Colorado 03/27/2012
Florida 06/16/2015
Georgia 03/27/2012
Illinois 05/31/2016
Iowa 02/05/2013
Kansas 03/27/2012
Kentucky 09/05/2017
Louisiana 08/14/2017
Maryland 03/27/2012
Massachusetts 05/16/2018
Minnesota 02/19/2013
Nebraska 08/05/2014
Nevada 03/27/2012
New Jersey 01/25/2017
New York 01/03/2017
North Carolina 07/13/2016
Oklahoma 03/27/2012
Oregon 10/23/2012
Pennsylvania 09/05/2017
South Carolina 05/31/2017
Tennessee 02/23/2018
Texas 03/27/2012
Utah 09/24/2018
Vermont 01/09/2015
Virginia 03/27/2012
Wisconsin 02/19/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser