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Investment Adviser Firm Summary

TPG CAPITAL ADVISORS, LLC (CRD# 159738 / SEC# 801-72941)
Alternate Names: THE RISE FUND MANAGEMENT, LLC (RELYING ADVISER) , TPG ART MANAGEMENT, LLC (RELYING ADVISER) , TPG ASIA VI MANAGEMENT, LLC (RELYING ADVISER) , TPG ASIA VII MANAGEMENT, LLC (RELYING ADVISER) , TPG BIOTECHNOLOGY IV MANAGEMENT, LLC (RELYING ADVISER) , TPG BIOTECHNOLOGY V MANAGEMENT, LLC (RELYING ADVISER) , TPG CAPITAL ADVISORS, LLC , TPG CAPITAL MANAGEMENT, L.P. (RELYING ADVISER) , TPG CAPITAL MANAGEMENT, LLC (RELYING ADVISER) , TPG CAPITAL PARTNERS STRATEGIC ACCOUNT MANAGEMENT, LLC (RELYING ADVISER) , TPG CIRCADIAN CAPITAL PARTNERS MANAGEMENT, LLC (RELYING ADVISER) , TPG DASA MANAGEMENT, LLC (RELYING ADVISER) , TPG DIGITAL MEDIA MANAGEMENT, LLC (RELYING ADVISER) , TPG ENERGY SOLUTIONS MANAGEMENT, LLC (RELYING ADVISER) , TPG GROWTH II MANAGEMENT, LLC (RELYING ADVISER) , TPG GROWTH III MANAGEMENT, LLC (RELYING ADVISER) , TPG GROWTH IV MANAGEMENT, LLC (RELYING ADVISER) , TPG HEALTHCARE PARTNERS MANAGEMENT, LLC , TPG HUHUA (SHANGHAI) EQUITY INVESTMENT MANAGEMENT ENTERPRISE (L.P.) (RELYING ADVISER) , TPG QINGHUA (CHONGQING) EQUITY MANAGEMENT PARTNERSHIP ENTERPRISE (L.P.) (RELYING ADVISER) , TPG RMB MANAGEMENT, LLC (RELYING ADVISER) , TPG TECH ADJACENCIES MANAGEMENT, LLC , TPG VI MANAGEMENT, LLC (RELYING ADVISER) , TPG VII MANAGEMENT, LLC (RELYING ADVISER) , TSI MANAGEMENT, LLC (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/06/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/06/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser