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Investment Adviser Firm Summary

JANNEY CAPITAL MANAGEMENT LLC (CRD# 159506 / SEC# 801-74501)
Alternate Names: JANNEY CAPITAL MANAGEMENT LLC , PARKER/ HUNTER ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/09/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/24/2012
Arizona 07/24/2012
Arkansas 07/24/2012
California 07/24/2012
Colorado 07/24/2012
Connecticut 07/24/2012
Delaware 07/24/2012
District of Columbia 07/24/2012
Florida 07/25/2012
Georgia 07/24/2012
Idaho 07/24/2012
Illinois 07/30/2012
Indiana 07/24/2012
Iowa 07/24/2012
Louisiana 07/24/2012
Maine 07/24/2012
Maryland 07/24/2012
Massachusetts 07/24/2012
Michigan 07/24/2012
Minnesota 07/24/2012
Montana 07/24/2012
Nevada 07/24/2012
New Hampshire 07/24/2012
New Jersey 08/01/2012
New York 07/24/2012
North Carolina 07/24/2012
North Dakota 07/24/2012
Ohio 07/24/2012
Oklahoma 07/24/2012
Oregon 07/24/2012
Pennsylvania 05/09/2012
Rhode Island 07/24/2012
South Carolina 07/24/2012
Tennessee 07/24/2012
Texas 07/24/2012
Utah 07/24/2012
Vermont 07/24/2012
Virginia 07/24/2012
Washington 07/24/2012
West Virginia 07/24/2012
Wisconsin 07/24/2012
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser