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Investment Adviser Firm Summary

ZHANG FINANCIAL LLC (CRD# 159257 / SEC# 801-72987)
Alternate Names: ZHANG FINANCIAL , ZHANG FINANCIAL LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/12/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/02/2012
California 01/05/2015
Colorado 12/18/2015
Florida 01/05/2015
Georgia 01/05/2015
Illinois 03/02/2012
Indiana 01/05/2015
Massachusetts 03/30/2017
Michigan 01/05/2015
New Jersey 12/31/2014
North Carolina 01/05/2015
Ohio 01/05/2015
Pennsylvania 03/30/2017
Tennessee 01/05/2015
Texas 01/05/2015
Utah 03/30/2017
Virginia 03/02/2012
Washington 03/30/2017
Wisconsin 12/18/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser