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Investment Adviser Firm Summary

PHILLIPS EDISON & COMPANY LTD. (CRD# 158901)
Alternate Names: PECO STRATEGIC INVESTMENT FUND GP III LLC (RELYING ADVISER) , PECO STRATEGIC INVESTMENT FUND MANAGER II LLC (RELYING ADVISER) , PECO STRATEGIC INVESTMENT MANAGER LLC (RELYING ADVISER) , PHILLIPS EDISON & CO. LTD. , PHILLIPS EDISON & CO., LTD. , PHILLIPS EDISON & COMPANY , PHILLIPS EDISON & COMPANY LTD. , PHILLIPS EDISON & COMPANY SHOPPING CENTER OPPORTUNITY FUND MANAGING MEMBER LLC (RELYING ADVISER) , PHILLIPS EDISON & COMPANY, INC. (RELYING ADVISER) , PHILLIPS EDISON & COMPANY, LTD. , PHILLIPS EDISON LIMITED PARTNERSHIP (RELYING ADVISER) , PHILLIPS EDISON VALUE ADDED COMPANY IV, L.L.C. (RELYING ADVISER) , PHILLIPS EDISON VALUE ADDED COMPANY LLC (RELYING ADVISER)


The investment adviser you have selected is NOT currently registered and is NOT filing reports with the SEC or any state.

(Last Form ADV Filed On 04/01/2014)

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Terminated 03/27/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser