at


Investment Adviser Firm Summary

SIGFIG WEALTH MANAGEMENT LLC (CRD# 158823 / SEC# 801-72762)
Alternate Names: SIG FIG WEALTH MANAGEMENT LLC , SIGFIG WEALTH MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/31/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/14/2014
Alaska 01/14/2014
Arizona 10/31/2011
Arkansas 01/14/2014
California 10/31/2011
Colorado 01/14/2014
Connecticut 01/14/2014
Delaware 01/14/2014
District of Columbia 01/14/2014
Florida 01/14/2014
Georgia 01/14/2014
Hawaii 01/14/2014
Idaho 01/14/2014
Illinois 01/15/2014
Indiana 01/14/2014
Iowa 01/14/2014
Kansas 01/14/2014
Kentucky 01/14/2014
Louisiana 01/14/2014
Maine 01/14/2014
Maryland 01/14/2014
Massachusetts 01/14/2014
Michigan 01/14/2014
Minnesota 01/14/2014
Mississippi 01/14/2014
Missouri 01/14/2014
Montana 01/14/2014
Nebraska 01/14/2014
Nevada 01/14/2014
New Hampshire 01/14/2014
New Jersey 02/11/2014
New Mexico 01/14/2014
New York 01/14/2014
North Carolina 01/14/2014
North Dakota 01/14/2014
Ohio 01/14/2014
Oklahoma 01/14/2014
Oregon 01/14/2014
Pennsylvania 01/14/2014
Puerto Rico 01/14/2014
Rhode Island 01/14/2014
South Carolina 01/14/2014
South Dakota 01/14/2014
Tennessee 01/14/2014
Texas 01/14/2014
Utah 01/14/2014
Vermont 01/14/2014
Virgin Islands 01/14/2014
Virginia 01/14/2014
Washington 01/14/2014
West Virginia 01/14/2014
Wisconsin 01/14/2014
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser