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Investment Adviser Firm Summary

POLARIS GREYSTONE FINANCIAL GROUP, LLC (CRD# 158718 / SEC# 801-72654)
Alternate Names: POLARIS GREYSTONE FINANCIAL GROUP, LLC , POLARIS WEALTH ADVISERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/12/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/17/2017
Alaska 02/26/2014
Arizona 08/12/2011
Arkansas 05/17/2017
California 08/12/2011
Colorado 02/26/2014
Delaware 05/23/2014
Florida 10/23/2015
Georgia 05/17/2017
Hawaii 11/29/2012
Idaho 02/26/2014
Illinois 03/10/2014
Kansas 05/17/2017
Louisiana 03/23/2017
Michigan 10/15/2015
Minnesota 05/17/2017
Mississippi 05/17/2017
Missouri 03/23/2017
Montana 02/26/2014
Nebraska 05/08/2018
Nevada 02/26/2014
New Hampshire 10/23/2015
New Jersey 06/04/2018
New Mexico 05/17/2017
New York 03/23/2017
North Carolina 08/07/2014
Ohio 10/23/2015
Oklahoma 05/17/2017
Oregon 08/12/2011
Pennsylvania 03/23/2017
South Carolina 05/17/2017
Tennessee 03/23/2017
Texas 08/12/2011
Utah 02/26/2014
Virginia 03/23/2017
Washington 08/12/2011
Wisconsin 05/17/2017
Wyoming 03/26/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser