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Investment Adviser Firm Summary

GLOBAL VIEW CAPITAL MANAGEMENT, LTD (CRD# 158292 / SEC# 801-72887)
Alternate Names: GLOBAL CAPITAL MANAGEMENT, LTD , GLOBAL VIEW CAPITAL MANAGEMENT, LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/08/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 01/02/2014
Arizona 01/02/2014
Arkansas 03/31/2014
California 01/02/2014
Colorado 01/02/2014
Florida 01/02/2014
Georgia 01/02/2014
Hawaii 03/31/2016
Idaho 01/02/2014
Illinois 01/02/2014
Indiana 01/02/2014
Iowa 01/02/2014
Kansas 03/28/2017
Kentucky 01/02/2014
Maine 03/31/2016
Maryland 01/02/2014
Massachusetts 01/02/2014
Michigan 01/02/2014
Minnesota 01/02/2014
Missouri 03/31/2015
Montana 01/02/2014
Nebraska 03/31/2015
Nevada 01/02/2014
New Hampshire 03/31/2015
New Jersey 07/12/2018
New Mexico 01/02/2014
New York 03/31/2015
North Carolina 01/02/2014
North Dakota 03/31/2015
Ohio 01/02/2014
Oklahoma 01/02/2014
Oregon 01/02/2014
Pennsylvania 01/02/2014
South Carolina 01/02/2014
South Dakota 03/28/2017
Tennessee 03/31/2015
Texas 01/02/2014
Utah 01/02/2014
Vermont 03/31/2015
Virginia 01/02/2014
Washington 01/02/2014
West Virginia 03/31/2016
Wisconsin 12/08/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser