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Investment Adviser Firm Summary

REBALANCE LLC (CRD# 158242 / SEC# 801-72723)
Alternate Names: MR ADVISERS, INC. , REBALANCE INC. , REBALANCE IRA , REBALANCE LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/28/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/14/2014
Alaska 11/30/2017
Arizona 05/03/2016
California 09/28/2011
Colorado 08/19/2015
Connecticut 10/14/2014
Florida 09/10/2013
Georgia 08/19/2015
Illinois 05/05/2015
Indiana 08/19/2015
Kansas 11/30/2017
Kentucky 02/24/2017
Louisiana 09/09/2013
Maryland 08/08/2014
Massachusetts 09/09/2013
Michigan 07/28/2016
Minnesota 05/05/2015
Missouri 07/28/2016
New Hampshire 02/10/2017
New Jersey 09/25/2013
New Mexico 05/03/2016
New York 09/09/2013
North Carolina 10/14/2014
Ohio 05/03/2016
Oregon 05/05/2015
Pennsylvania 09/09/2013
Rhode Island 08/15/2017
South Carolina 08/15/2017
Texas 09/09/2013
Virginia 10/14/2014
Washington 09/09/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser