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Investment Adviser Firm Summary

MILLENNIUM MANAGEMENT LLC (CRD# 158117 / SEC# 801-73884)
Alternate Names: 11:11 CAPITAL COMPANY, LLC (RELYING ADVISER) , BLUE ARROW CAPITAL MANAGEMENT LLC (RELYING ADVISER) , CANNON ASSET MANAGEMENT LLC (RELYING ADVISER) , CATAPULT CAPITAL MANAGEMENT LLC (RELYING ADVISER) , DECADE CAPITAL MANAGEMENT LLC (RELYING ADVISER) , GREEN ARROW CAPITAL MANAGEMENT LLC (RELYING ADVISER) , MCP (SWITZERLAND) GMBH , MCP (SWITZERLAND) SARL (RELYING ADVISER) , MILLENNIUM CAPITAL MANAGEMENT (AUSTRALIA) PTY LTD (RELYING ADVISER) , MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED (RELYING ADVISER) , MILLENNIUM CAPITAL MANAGEMENT (NEW ZEALAND) (RELYING ADVISER) , MILLENNIUM CAPITAL MANAGEMENT (SINGAPORE) PTE LTD (RELYING ADVISER) , MILLENNIUM CAPITAL MANAGEMENT ASIA LIMITED (RELYING ADVISER) , MILLENNIUM CAPITAL PARTNERS LLP (RELYING ADVISER) , MILLENNIUM GLOBAL ESTATE GP LLC (RELYING ADVISER) , MILLENNIUM INTERNATIONAL MANAGEMENT LP (RELYING ADVISER) , MILLENNIUM MANAGEMENT LLC , MILLENNIUM SMC MANAGEMENT LLC (RELYING ADVISER) , SPINNAKER INVESTMENTS STRATEGIES INC. (RELYING ADVISER) , VIVACE INVESTMENT PARTNERS LLC (RELYING ADVISER) , WORLDQUANT (SINGAPORE) PTE. LTD (RELYING ADVISER) , WORLDQUANT, LLC (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/30/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/30/2012
Connecticut 03/30/2012
Delaware 03/30/2012
District of Columbia 03/31/2018
Florida 03/30/2016
Illinois 03/30/2012
Maryland 03/30/2016
Massachusetts 03/31/2018
Michigan 03/31/2018
New Hampshire 03/30/2012
New Jersey 03/30/2012
New Mexico 04/01/2013
New York 03/30/2012
North Carolina 03/31/2018
Ohio 03/31/2018
Oregon 04/01/2013
Pennsylvania 03/30/2012
South Carolina 03/31/2018
Texas 03/30/2012
Wisconsin 03/31/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser