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Investment Adviser Firm Summary

MERITAGE FINANCIAL SOLUTIONS, LLC (CRD# 158032 / SEC# 801-79201)
Alternate Names: DELAWARE ADVISORS , DELAWARE ADVISORS, LLC , MERITAGE FINANCIAL SOLUTIONS , MERITAGE FINANCIAL SOLUTIONS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/13/2014
Vermont Terminated 01/31/2014
Virginia Terminated 03/19/2014

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 02/13/2014
Arizona 02/13/2014
California 02/13/2014
Idaho 02/13/2014
Indiana 02/13/2014
Maryland 02/13/2014
Montana 02/13/2014
Nevada 02/13/2014
New Jersey 02/27/2014
New York 02/13/2014
Oregon 02/13/2014
Pennsylvania 02/13/2014
Utah 02/13/2014
Virginia 02/13/2014
Washington 02/13/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser