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Investment Adviser Firm Summary

EMG FUND II MANAGEMENT, L.P. (CRD# 157915 / SEC# 801-73630)
Alternate Names: EMG AE - UTICA MINERALS FUND GP, LP (RELYING ADVISER) , EMG AE - WOODFORD MINERALS FUND GP, LP (RELYING ADVISER) , EMG AE PERMIAN CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG AENO CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG ASCENT 2016 GP, LLC (RELYING ADVISER) , EMG ASCENT SECONDARY FUND GP, LLC (RELYING ADVISER) , EMG FUND II ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG FUND II GP, LP (RELYING ADVISER) , EMG FUND II MANAGEMENT, L.P. , EMG FUND III ASCENT CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG FUND III CO-INVESTMENT GP, LP (RELYING ADVISER) , EMG FUND III CO-INVESTMENT MANAGEMENT LP (RELYING ADVISER) , EMG FUND III GP LP (RELYING ADVISER) , EMG FUND III MANAGEMENT, LP (RELYING ADVISER) , EMG FUND IV GP, LP (RELYING ADVISER) , EMG FUND IV MANAGEMENT, LP (RELYING ADVISER) , EMG FUND IV PAA GP, LLC (RELYING ADVISER) , EMG IRON ORE PHASE 2 CO-INVESTMENT GP, LP (RELYING ADVISER) , EMG MINERALS FUND MANAGEMENT, LP (RELYING ADVISER) , EMG MPLX GP, LLC (RELYING ADVISER) , EMG PRES EQUITY GP, LLC (RELYING ADVISER) , EMG TALLGRASS HOLDINGS CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG TRAVERSE CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG UTICA CO-INVESTMENT GP, LLC (RELYING ADVISER) , EMG WHITE STAR CO-INVESTMENT GP LLC (RELYING ADVISER) , M&R FOF GP, LP (RELYING ADVISER) , M&R FOLLOW-ON FUND MANAGEMENT, LP (RELYING ADVISER) , NGP MR MANAGEMENT, LLC (RELYING ADVISER) , NGP MR, LP (RELYING ADVISER) , PALLINGHURST M&R SPV CAYMAN GP, LLC (RELYING ADVISER) , THE ENERGY & MINERALS GROUP , THE ENERGY & MINERALS GROUP, LP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/30/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Delaware 09/11/2017
Texas 03/30/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser