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Investment Adviser Firm Summary

SEVEN POST INVESTMENT OFFICE LP (CRD# 157435 / SEC# 801-72411)
Alternate Names: BATHURST WEALTH, LLC , SEVEN POST , SEVEN POST INVESTMENT OFFICE LP , SEVEN POST PRIVATE INVESTMENT OFFICE

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/26/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/13/2011
California 05/26/2011
Delaware 10/07/2015
Hawaii 05/26/2011
Idaho 09/13/2011
Illinois 04/04/2017
Nevada 09/13/2011
New York 03/31/2015
Ohio 03/31/2015
Pennsylvania 03/31/2015
Washington 09/13/2011
Wyoming 09/18/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser