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Investment Adviser Firm Summary

ALPHASTAR CAPITAL MANAGEMENT, LLC (CRD# 157423 / SEC# 801-72361)
Alternate Names: ALPHASTAR CAPITAL MANAGEMENT , ALPHASTAR CAPITAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/18/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/18/2011
Alaska 01/18/2018
Arizona 01/09/2012
Arkansas 06/09/2017
California 05/18/2011
Colorado 07/18/2012
Connecticut 02/16/2012
Delaware 06/24/2011
Florida 05/18/2011
Georgia 01/09/2012
Hawaii 04/02/2013
Idaho 10/13/2011
Illinois 01/03/2013
Indiana 12/02/2011
Iowa 03/09/2017
Kansas 03/22/2016
Kentucky 12/02/2011
Louisiana 03/13/2012
Maine 11/30/2016
Maryland 07/06/2011
Massachusetts 08/29/2017
Michigan 05/18/2011
Minnesota 11/16/2011
Mississippi 01/09/2012
Missouri 07/01/2013
Montana 03/06/2013
Nebraska 11/30/2016
Nevada 01/07/2015
New Hampshire 03/24/2016
New Jersey 09/19/2011
New York 01/30/2012
North Carolina 05/18/2011
Ohio 05/18/2011
Oklahoma 11/16/2011
Oregon 10/19/2011
Pennsylvania 07/06/2011
South Carolina 05/18/2011
South Dakota 03/07/2018
Tennessee 02/22/2012
Texas 08/04/2011
Utah 10/19/2011
Vermont 08/29/2016
Virginia 05/18/2011
Washington 05/18/2011
West Virginia 02/02/2018
Wisconsin 05/07/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser