at


Investment Adviser Firm Summary

NCH CAPITAL INC. (CRD# 157288 / SEC# 801-72916)
Alternate Names: 4A CAPITAL II INC.(RELYING ADVISER) , COLLINS CAPITAL LIMITED , NCH ADVISORS INC. , NCH AGRIBUSINESS ASSOCIATES II L.P. , NCH AGRIBUSINESS ASSOCIATES II, L.P. , NCH AGRIBUSINESS ASSOCIATES II, LP (RELYING ADVISER) , NCH AGRIBUSINESS ASSOCIATES LLC , NCH AGRIBUSINESS MANAGEMENT II LIMITED , NCH AGRIBUSINESS MANAGEMENT II LIMITED (RELYING ADVISER) , NCH AGRIBUSINESS MANAGEMENT II LLC (RELYING ADVISER) , NCH AGRIBUSINESS MANAGEMENT LLC (RELYING ADVISER) , NCH ASSOCIATES II, LP (RELYING ADVISER) , NCH ASSOCIATES LP , NCH BALKAN ASSOCIATES LLC (RELYING ADVISER) , NCH BRASIL GESTORA DE RECURSOS LTDA (RELYING ADVISER) , NCH BRAZIL HOLDINGS LLC (RELYING ADVISER) , NCH CAPITAL INC. , NCH CONDOR ASSOCIATES LLC (RELYING ADVISER) , NCH EAGLE ASSOCIATES LLC (RELYING ADVISER) , NCH FUND MANAGEMENT INC. (RELYING ADVISER) , NCH MANAGEMENT (BRAZIL) LLC (RELYING ADVISER) , NCH PROPERTY ASSOCIATES II LLC , NCH PROPERTY ASSOCIATES LLC , NCH PROPERTY MANAGEMENT II LLC (RELYING ADVISER) , NCH PROPERTY MANAGEMENT LLC (RELYING ADVISER) , RADAR INC. (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/21/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser