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Investment Adviser Firm Summary

BARRETT ASSET MANAGEMENT, LLC (CRD# 157047 / SEC# 801-72395)
Alternate Names: BARRETT ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/30/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/30/2011
California 04/30/2011
Colorado 04/30/2011
Connecticut 04/30/2011
Delaware 03/08/2017
District of Columbia 05/13/2011
Florida 05/16/2011
Illinois 05/23/2011
Maine 04/30/2011
Maryland 04/30/2011
Massachusetts 04/30/2011
Michigan 03/06/2018
Missouri 04/30/2011
New Hampshire 04/30/2011
New Jersey 06/01/2011
New York 05/13/2011
Oregon 04/30/2011
Pennsylvania 04/30/2011
Texas 08/05/2015
Vermont 07/06/2011
Virginia 04/30/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser