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Investment Adviser Firm Summary

ADVISER INVESTMENTS LLC (CRD# 156984 / SEC# 801-73098)
Alternate Names: ADVISER INVESTMENTS , ADVISER INVESTMENTS LLC , BRAVER CAPITAL MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/20/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/20/2012
Alaska 01/20/2012
Arizona 01/20/2012
Arkansas 01/20/2012
California 01/20/2012
Colorado 01/20/2012
Connecticut 01/20/2012
Delaware 03/27/2013
District of Columbia 01/20/2012
Florida 01/27/2012
Georgia 01/20/2012
Hawaii 01/20/2012
Idaho 01/20/2012
Illinois 01/30/2012
Indiana 01/20/2012
Iowa 01/20/2012
Kansas 01/20/2012
Kentucky 01/20/2012
Louisiana 01/20/2012
Maine 01/20/2012
Maryland 01/20/2012
Massachusetts 01/20/2012
Michigan 01/20/2012
Minnesota 01/20/2012
Mississippi 01/20/2012
Missouri 01/20/2012
Nebraska 01/20/2012
Nevada 01/20/2012
New Hampshire 01/20/2012
New Jersey 02/21/2012
New Mexico 01/20/2012
New York 01/26/2012
North Carolina 01/20/2012
Ohio 01/20/2012
Oklahoma 01/20/2012
Oregon 01/20/2012
Pennsylvania 01/20/2012
Rhode Island 01/20/2012
South Carolina 01/20/2012
Tennessee 01/20/2012
Texas 01/20/2012
Utah 01/20/2012
Vermont 01/20/2012
Virgin Islands 01/20/2012
Virginia 01/20/2012
Washington 01/20/2012
West Virginia 03/27/2013
Wisconsin 01/20/2012
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser