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Investment Adviser Firm Summary

WARBURG PINCUS LLC (CRD# 156945 / SEC# 801-73264)
Alternate Names: BEIJING WARBURG PINCUS INVESTMENT CONSULTING CO. LTD (RELYING ADVISER) , WARBURG PINCUS ASIA LLC (RELYING ADVISER) , WARBURG PINCUS ASIA LTD (RELYING ADVISER) , WARBURG PINCUS B.V. (RELYING ADVISER) , WARBURG PINCUS DEUTSCHLAND GMBH (RELYING ADVISER) , WARBURG PINCUS DO BRASIL LTDA (RELYING ADVISER) , WARBURG PINCUS INDIA PRIVATE LIMITED (RELYING ADVISER) , WARBURG PINCUS INTERNATIONAL LLC (RELYING ADVISER) , WARBURG PINCUS INTERNATIONAL PTY LIMITED (RELYING ADVISER) , WARBURG PINCUS LLC , WARBURG PINCUS S.A.R.L. (RELYING ADVISER) , WARBURG PINCUS SINGAPORE LLC (RELYING ADVISER) , WARBURG PINCUS SINGAPORE PTE LTD (RELYING ADVISER) , WARBURG, PINCUS & CO. (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/30/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/30/2012
New York 03/30/2012
Texas 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser