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Investment Adviser Firm Summary

C2P CAPITAL ADVISORY GROUP, LLC (CRD# 156480 / SEC# 801-72187)
Alternate Names: C2P CAPITAL ADVISORY GROUP, LLC , PROSPERITY CAPITAL ADVISORS , THE CHAMBERLIN GROUP , THE JL SMITH GROUP , THE SMITH GROUP TAX & WEALTH ADVISORS , UNITED FINANCIAL SOLUTIONS , WEALTH LOGIC SOLUTIONS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/22/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/15/2015
Arizona 08/19/2013
California 07/13/2011
Colorado 03/30/2012
Delaware 03/28/2014
Florida 12/14/2011
Georgia 01/24/2012
Illinois 03/28/2011
Indiana 03/30/2012
Iowa 02/24/2012
Kentucky 10/11/2012
Louisiana 03/30/2012
Maryland 03/31/2015
Massachusetts 10/11/2012
Michigan 12/02/2011
Minnesota 08/22/2014
Missouri 03/22/2011
Nebraska 10/09/2015
New Hampshire 04/07/2014
New Jersey 09/11/2013
New York 08/13/2013
North Carolina 03/30/2012
Ohio 03/22/2011
Pennsylvania 12/02/2011
Rhode Island 10/11/2012
South Carolina 03/22/2011
South Dakota 10/09/2015
Tennessee 01/14/2013
Texas 08/29/2013
Virginia 02/04/2012
Washington 03/21/2013
West Virginia 03/30/2012
Wisconsin 12/14/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser