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Investment Adviser Firm Summary

FLAGSHIP HARBOR ADVISORS, LLC (CRD# 155733 / SEC# 801-71997)
Alternate Names: 3MERITUS WEALTH MANAGEMENT , ANDREASEN FINANCIAL , ARC FINANCIAL , ATLAS PRIVATE WEALTH ADVISORS , AVERY WEALTH MANAGEMENT , BERGSTRESSER FINANCIAL , BERRY MANAGEMENT, LLC , BRANDT WEALTH ADVISORS , CHARTHOUSE CAPITAL , CURRENCY CAMP , FENTON FINANCIAL GROUP , FLAGSHIP HARBOR ADVISORS, LLC , GOLDSON FINANCIAL , INTEGRITAS FINANCIAL ADVISORS , KARRIS & CO. , KEAFUAVER FINANCIAL PLANNING & WEALTH MANAGEMENT , LAURENZ FINANCIAL , MAITLAND FINANCIAL GROUP , MIRICA WEALTH , MUNROE MORROW WEALTH MANAGEMENT , NORTHERN PEAK WEALTH MANAGEMENT , PARADIGM PRIVATE WEALTH , PARKER WEALTH MANAGEMENT , RISING TIDE CAPITAL , SCHRUMM FINANCIAL , SEASHORE FINANCIAL , SHEPARD FINANCIAL , SHEVLIN WEALTH MANAGEMENT , THORNE FINANCIAL PARTNERS , TINKHAM WEALTH MANAGEMENT , TRESTLEBRIDGE CAPITAL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/08/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/11/2016
Arizona 06/24/2013
California 01/16/2013
Connecticut 01/16/2013
Delaware 06/04/2015
District of Columbia 06/04/2015
Florida 01/05/2011
Georgia 08/06/2014
Illinois 06/25/2013
Louisiana 12/20/2013
Maine 01/16/2013
Maryland 09/19/2013
Massachusetts 12/17/2010
Michigan 03/30/2017
New Hampshire 01/03/2011
New Jersey 04/26/2013
New York 01/03/2011
North Carolina 01/27/2014
Ohio 07/08/2014
Pennsylvania 05/19/2014
Rhode Island 01/27/2014
South Carolina 03/30/2017
Tennessee 09/04/2015
Texas 01/03/2011
Vermont 04/01/2013
Virginia 05/22/2013
Washington 01/16/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser