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Investment Adviser Firm Summary

MODERA WEALTH MANAGEMENT, LLC (CRD# 155649 / SEC# 801-71973)
Alternate Names: MODERA ADVISORS OF CRYSTAL RIVER, LLC , MODERA WEALTH MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/16/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/03/2017
California 01/03/2011
Connecticut 01/03/2011
Delaware 07/02/2018
District of Columbia 10/07/2015
Florida 01/04/2011
Georgia 01/03/2011
Illinois 10/24/2016
Louisiana 06/09/2016
Maine 01/03/2011
Maryland 08/26/2015
Massachusetts 01/03/2011
New Hampshire 01/03/2011
New Jersey 01/24/2011
New York 01/03/2011
North Carolina 01/03/2011
Oregon 01/03/2017
Pennsylvania 01/03/2011
South Carolina 07/25/2016
Texas 01/03/2011
Utah 01/03/2017
Virginia 07/01/2014
Washington 10/18/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser