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Investment Adviser Firm Summary

CWM, LLC (CRD# 155344 / SEC# 801-72037)
Alternate Names: ALLGOOD FINANCIAL , APTUS WEALTH MANAGEMENT GROUP , APTUS WEALTH PLANNING , ASSET ADVISORS, LLC , BARRINGTON WEALTH , CARSON GROUP , CARSON GROUP HOLDINGS , CARSON GROUP PARTNERS , CARSON INSTITUTIONAL , CARSON INSTITUTIONAL ALLIANCE (CIA) , CARSON WEALTH , CARSON WEALTH MANAGEMENT GROUP , CODY FINANCIAL ADVISORS , CORNERSTONE WEALTH ADVISORS , CORNERSTONE WEALTH MANAGEMENT GROUP , CWM, LLC , CWMG , DENVER CAPITAL GROUP , DILLON WEALTH MANAGEMENT GROUP , DSF WEALTH MGMT , EQUANIMITY WEALTH MANAGEMENT , EQUITY PLANNING INSTITUTE INC , FLP FINANCIAL , GAAM WEALTH ADVISORS, INC. , GRANITE WEALTH STRATEGIES , GRAVES FINANCIAL WEALTH MANAGEMENT , GRIMM-SCHLIPMAN FINANCIAL , HAL-OTEY FINANCIAL , HARRISON WALLACE FINANCIAL GROUP, LTD , HIRST FINANCIAL INDEPENDENCE PLANNING, INC. , HORIZON FINANCIAL GROUP , JACOB WILLIAM ADVISORY , KANAI PETTIGREW FINANCIAL GROUP , KEYSTONE FINANCIAL , KUHLMANN FINANCIAL , MAG WEALTH MANAGEMENT , MEATH FINANCIAL GROUP , MELERINE WEALTH MANAGEMENT , NAUTICA WEALTH ADVISORS , NAVIGUIDE WEALTH PARTNERS, INC , NETWORTH FINANCIAL, INC , NICHOLS WEALTH PARTNERS , PESTA & PESTA , PETERMAN FINANCIAL GROUP , PETERMAN FINANCIAL GROUP, INC. , PILLAR FINANCIAL ADVISORS , PINNACLE FINANCIAL GROUP , PINNACLE WEALTH MANAGEMENT , RETIREMENT PLANNING AND WEALTH MANAGEMENT , RILEY WEALTH ADVISORS , SCHLIPMAN WEALTH ADVISORS , SIGNAL WEALTH ADVISOR , SOVEREIGN INVESTMENT GROUP , STONEBRIDGE FINANCIAL PARTNERS , STRATEGIC WEALTH PARTNERS, LLC , TAYLOR FINANCIAL GROUP, LLC , THIGPEN GROUP , WATERSTONE PRIVATE WEALTH MANAGEMENT , WEALTH MANAGEMENT INC , WHIDDON WEALTH MANAGEMENT , WHITE EMBER FINANCIAL PLANNING , WISE COUNSEL

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/03/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/17/2012
Alaska 01/17/2012
Arizona 01/17/2012
Arkansas 01/17/2012
California 01/17/2012
Colorado 01/17/2012
Connecticut 01/17/2012
Delaware 01/17/2012
District of Columbia 01/18/2012
Florida 01/13/2011
Georgia 01/17/2012
Hawaii 01/17/2012
Idaho 01/17/2012
Illinois 04/18/2012
Indiana 01/17/2012
Iowa 01/17/2012
Kansas 01/17/2012
Kentucky 01/17/2012
Louisiana 01/17/2012
Maine 01/17/2012
Maryland 01/17/2012
Massachusetts 01/17/2012
Michigan 01/17/2012
Minnesota 01/17/2012
Mississippi 01/17/2012
Missouri 01/17/2012
Montana 01/17/2012
Nebraska 01/03/2011
Nevada 01/17/2012
New Hampshire 01/17/2012
New Jersey 02/24/2012
New Mexico 01/17/2012
New York 01/17/2012
North Carolina 01/17/2012
North Dakota 01/17/2012
Ohio 01/17/2012
Oklahoma 01/17/2012
Oregon 01/17/2012
Pennsylvania 01/17/2012
Puerto Rico 01/03/2018
Rhode Island 01/17/2012
South Carolina 01/17/2012
South Dakota 01/17/2012
Tennessee 01/17/2012
Texas 01/17/2012
Utah 01/17/2012
Vermont 01/17/2012
Virginia 01/17/2012
Washington 01/17/2012
West Virginia 01/17/2012
Wisconsin 01/17/2012
Wyoming 08/17/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser