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Investment Adviser Firm Summary

PRIVATE ADVISOR GROUP, LLC (CRD# 155216 / SEC# 801-72060)
Alternate Names: 1406 FINANCIAL , 20/20 FINANCIAL , 435 FINANCIAL , 54 FINANCIAL GROUP , A&C MANAGEMENT GROUP , ALBANY FINANCIAL GROUP , ALLEGIANCE FINANCIAL GROUP , ALPERT FINANCIAL , ANDERSON FINANCIAL LTD , ANGELO & ASSOCIATES FINANCIAL PLANNING GROUP , ANTOINE WILLIAMS & ASSOCIATES FINANCIAL SERVICES , APD WEALTH MANAGEMENT, LLC , APEX FINANCIAL PLANNING , ARCURI & ASSOCIATES , ARCURI ASSOCIATES WEALTH MANAGEMENT , ARISTON ADVISORY GROUP, LLC , ARONOV WEALTH MANAGEMENT , ASCENT WEALTH MANAGEMENT , ATLANTIC WEALTH LLC , ATLAS WEALTH STRATEGIES , ATTLEBORO WEALTH MANAGEMENT , B. JOHNSON & ASSOC., LTD. , BALLAST FINANCIAL, LLC , BARBER FINANCIAL MANAGEMENT, LLC , BATTAGLINI & CO., PC , BAYVIEW RETIREMENT SERVICES , BCG FINANCIAL SERVICES LTD , BD & ASSOCIATES , BEASLEY WEALTH MANAGEMENT , BECK BODE WEALTH MANAGEMENT , BECKER FINANCIAL ADVISORS , BERKSHIRE RETIREMENT STRATEGIES , BG WEALTH MANAGEMENT , BIG TREE INVESTMENT GROUP , BINGHAMTON FINANCIAL GROUP , BLACK DIAMOND FINANCIAL GROUP, LLC , BLACKSTONE VALLEY WEALTH MANAGEMENT, LLC , BLEAKLEY WEALTH ADVISORS , BLEAKLEY WEALTH MANAGEMENT , BLEAKLEY ADVISORY GROUP , BLEAKLEY FINANCIAL GROUP , BLUE SPARROW GROUP , BLUE WATER FINANCIAL LLC , BOHALL FINANCIAL GROUP , BOOKMARK ADVISORS , BOTKIN FAMILY WEALTH MANAGEMENT , BREAKWATER WEALTH MANAGEMENT , BRENTON STRANSKY WEALTH MANAGEMENT , BRIAN WETTLAUFER INVESTMENT ADVICE , BRIAN WETTLAUFER INVESTMENT MANAGEMENT INC , BRIGHTWORKS WEALTH MANAGEMENT , BROOKWOOD ADVISORS , BUTERA WEALTH MANAGEMENT LLC , BUTLER FINANCIAL GROUP , CAFOUREK AND ASSOC. , CAFOUREK FINANCIAL SERVICES , CANOGA WEALTH MANAGEMENT, LLC , CAPITAL PLANNING WEALTH MANAGEMENT , CAPITAL WEALTH COUNSEL , CARDINAL WEALTH PARTNERS , CARR FINANCIAL GROUP , CARTER SHEVLIN FINANCIAL , CBC FINANCIAL ADVISORS , CE FINANCIAL , CHADWICK BAY FINANCIAL SERVICES , CHOICEPOINT FINANCIAL LLC , CISSNE WEALTH MANAGEMENT , CLEAR SKIES FINANCIAL , CLEARPOINT ADVISORS, LLC , CLEARVIEW INVESTMENT PARTNERS , CLIENT FIRST FINANCIAL ADVICE , CLIENT FIRST.FINANCIAL ADVICE , CME FINANCIAL SERVICES , CODREA FINANCIAL SERVICES , COLTS NECK FINANCIAL , COMMONWEALTH INVESTMENT MANAGEMENT GROUP, LLC , COMMONWEALTH PENSION MANAGEMENT, LLC , COMPASS FINANCIAL GROUP, INC. , COMPASS INVESTMENT ADVISORS LLC , COMPREHENSIVE FINANCIAL PROFESSIONALS, INC. , COMPREHENSIVE WEALTH MANAGEMENT GROUP , COMPREHENSIVE WEALTH MANAGEMENT INC , CONNECTICUT CASUALTY WEALTH PARTNERS , COPPOLA WEALTH MANAGEMENT , CORETEGIC CAPITAL , CORRIDOR FINANCIAL PLANNER , CORTBURG RETIREMENT PLANNING , COX WEALTH MANAGEMENT , CRESTWELL FINANCIAL PARTNERS , CRESTWOOD FINANCIAL PARTNERS , CRNA FINANCIAL PLANNING , CUNNINGHAM WEALTH MANAGEMENT , D.M. WALLACE & CO. , DANIEL M ROSENTHAL FINANCIAL CONSULTANT , DAVID M. CROOKS AND ASSOCIATES, LLC , DCA FINANCIAL GROUP , DEMPSEY & DRUMM , DEROSIER AND ASSOCIATES , DFS ASSOCIATES INC. , DIAMOND FINANCIAL GROUP , DIEHL WEALTH MANAGEMENT , DITTO WEALTH MANAGEMENT , DIVERSIFIED FINANCIAL SERVICES, INC. , DJ SMITH FINANCIAL SERVICES , DRESLIN AND COMPANY. INC. , DRESLIN FINANCIAL SERVICES , DUERR FINANCIAL GROUP , DURHAM FINANCIAL SERVICES , DVB FINANCIAL , E.J. CONNORS ASSOCIATES , EASTGATE FINANCIAL GROUP, INC , EC FINANCIAL GROUP , EHRNEST BALLAGH , ELEMENT WEALTH MANAGEMENT , EMBARQUE WEALTH MANGEMENT , ENSEMBLE FINANCIAL SERVICES INC. , EPM FINANCIAL , EUVINO BARBARA PRIVATE WEALTH MANAGEMENT , EVOLVE WEALTH PARTNERS , FAMILY FINANCIAL NY , FINANCE FORWARD, LLC , FINANCIAL FREEDOM PARTNERS , FINANCIAL PLANNING ASSOCIATES LLC , FINANCIAL PLANNING CONCEPTS & SERVICES , FIRST DUE FINANCIAL , FIRST RESPONDER FINANCIAL , FISHER FINANCIAL SERVICES , FISHER WEALTH MANAGEMENT , FLYNN FINANCIAL PARTNERS, LTD , FLYNN WEALTH PARTNERS , FMS FINANCIAL PLANNING , FORGE WEALTH MANAGEMENT , FORTIFIED WEALTH , FORTIUS FINANCIAL , FORTUNAM WEALTH MANAGEMENT , FOUNDATION WEALTH MANAGEMENT , FOUR PILLARS ADVISORY SERVICES , FPA BENEFITS , FPA BUSINESS SOLUTIONS , FPA WEALTH MANAGEMENT , FRANKLIN FINANCIAL GROUP , FS PRIVATE ADVISORS , GAZALL INVESTMENT & WEALTH MANAGEMENT , GEPHART MOYER FINANCIAL ADVISORS , GLOBAL WEALTH MANAGEMENT , GOLDMARK ASSOCIATES...

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/03/2011

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/19/2012
Alaska 04/17/2014
Arizona 04/02/2012
Arkansas 04/25/2013
California 04/02/2012
Colorado 04/02/2012
Connecticut 05/25/2011
Delaware 12/07/2011
District of Columbia 04/25/2013
Florida 04/03/2012
Georgia 04/02/2012
Hawaii 04/25/2013
Idaho 04/25/2013
Illinois 04/03/2012
Indiana 11/08/2012
Iowa 06/25/2012
Kansas 05/16/2012
Kentucky 04/25/2013
Louisiana 03/15/2012
Maine 06/07/2011
Maryland 12/09/2011
Massachusetts 07/06/2011
Michigan 03/16/2012
Minnesota 03/15/2012
Mississippi 05/21/2015
Missouri 08/31/2012
Montana 08/31/2012
Nebraska 03/15/2012
Nevada 06/25/2012
New Hampshire 12/22/2011
New Jersey 05/20/2011
New Mexico 06/25/2012
New York 05/25/2011
North Carolina 04/02/2012
North Dakota 01/29/2013
Ohio 04/02/2012
Oklahoma 04/25/2013
Oregon 04/25/2013
Pennsylvania 05/25/2011
Puerto Rico 05/21/2015
Rhode Island 04/02/2012
South Carolina 04/02/2012
South Dakota 01/02/2014
Tennessee 04/02/2012
Texas 05/31/2011
Utah 04/17/2014
Vermont 04/02/2012
Virgin Islands 05/21/2015
Virginia 03/15/2012
Washington 06/25/2012
West Virginia 05/16/2012
Wisconsin 04/02/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser