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Investment Adviser Firm Summary

KESTRA PRIVATE WEALTH SERVICES, LLC (CRD# 155193 / SEC# 801-71936)
Alternate Names: 1626 WEALTH MANAGEMENT , AVION ASSET MANAGEMENT , BARBER INVESTMENT PARTNERS , CALIFORNIA WEALTH TRANSITIONS , DESIGNS OF FAUQUIER COUNTY , DICKINSON GRAHAM CAPITAL MANAGEMENT , DJH FINANCIAL SERVICES , DOMARI WEALTH MANAGEMENT , FIRST POINT FINANCIAL MANAGEMENT , FREEDOM POINTE WEALTH ADVISORS , INTRINSIC WEALTH ADVISORS , JC WEST & ASSOCIATES , KESTRA PRIVATE WEALTH SERVICES, LLC , KIMBALL CREEK PARTNERS , LANGLEY PACIFIC PARTNERS , MARTUCCI ADAMS WEALTH ADVISORS , MIDDLEBURG WEALTH MANAGEMENT , OVERLAKE PARTNERS , PACIFIC POINT ASSET MANAGEMENT , PACILIO WEALTH MANAGEMENT , POINT WEST INVESTMENT SOLUTIONS , PROSPERITY POINT WEALTH MANAGEMENT , PSM PRIVATE WEALTH MANAGEMENT , SADE GROUP PRIVATE WEALTH MANAGEMENT , SELECT WEALTH ADVISERS , STEVEN POLLACK & ASSOCIATES , STONE BEACON CAPITAL , TIGER WEALTH MANAGEMENT , VINTAGE WEST CAPITAL MANAGEMENT , WASHINGTON WEALTH MANAGEMENT , WASHINGTON WEALTH MANAGEMENT, LLC , WOODS ASSET MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/22/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/10/2013
Arizona 11/11/2011
California 11/11/2011
Colorado 09/05/2012
Connecticut 11/11/2011
District of Columbia 12/02/2010
Florida 12/03/2010
Georgia 03/31/2014
Hawaii 08/14/2013
Idaho 09/05/2012
Illinois 03/22/2012
Indiana 03/31/2014
Iowa 08/14/2013
Kansas 03/31/2014
Kentucky 01/10/2013
Louisiana 09/05/2012
Maine 09/05/2012
Maryland 12/02/2010
Massachusetts 12/02/2010
Michigan 09/05/2012
Minnesota 09/05/2012
Missouri 07/23/2014
Montana 04/18/2012
Nebraska 03/31/2014
Nevada 11/11/2011
New Hampshire 09/05/2012
New Jersey 09/18/2012
New Mexico 01/10/2013
New York 12/02/2010
North Carolina 09/05/2012
Ohio 09/05/2012
Oklahoma 03/12/2013
Oregon 09/05/2012
Pennsylvania 09/05/2012
Rhode Island 05/23/2018
Tennessee 09/05/2012
Texas 09/05/2012
Utah 09/05/2012
Vermont 09/05/2012
Virginia 11/22/2010
Washington 11/11/2011
West Virginia 03/31/2014
Wisconsin 09/05/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser