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Investment Adviser Firm Summary

VONTOBEL SWISS WEALTH ADVISORS AG (CRD# 154750 / SEC# 801-71790)
Alternate Names: VONTOBEL SWISS WEALTH ADVISORS AG , VONTOBEL SWISS WEALTH ADVISORS LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/10/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/31/2015
Alaska 03/31/2015
Arizona 03/31/2015
Arkansas 03/31/2015
California 09/10/2010
Colorado 09/10/2010
Connecticut 03/31/2015
Delaware 09/16/2010
District of Columbia 03/31/2015
Florida 09/10/2010
Georgia 03/31/2015
Hawaii 03/31/2015
Idaho 03/31/2015
Illinois 09/10/2010
Indiana 03/31/2015
Iowa 03/31/2015
Kansas 03/31/2015
Kentucky 03/31/2015
Louisiana 03/31/2015
Maine 03/31/2015
Maryland 03/31/2015
Massachusetts 09/10/2010
Michigan 03/31/2015
Minnesota 03/31/2015
Mississippi 03/31/2015
Missouri 03/31/2015
Montana 03/31/2015
Nebraska 03/31/2015
Nevada 09/10/2010
New Hampshire 03/31/2015
New Jersey 04/15/2015
New Mexico 03/31/2015
New York 09/10/2010
North Carolina 09/10/2010
North Dakota 03/31/2015
Ohio 03/31/2015
Oklahoma 03/31/2015
Oregon 03/31/2015
Pennsylvania 03/31/2015
Puerto Rico 03/31/2015
Rhode Island 03/31/2015
South Carolina 09/10/2010
South Dakota 03/31/2015
Tennessee 03/31/2015
Texas 09/10/2010
Utah 03/31/2015
Vermont 03/31/2015
Virginia 09/10/2010
Washington 03/31/2015
West Virginia 03/31/2015
Wisconsin 03/31/2015
Wyoming 03/28/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser