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Investment Adviser Firm Summary

UNIPLAN INVESTMENT COUNSEL, INC. (CRD# 154718 / SEC# 801-71802)
Alternate Names: UNIPLAN INVESTMENT COUNSEL, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/16/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2016
Alaska 01/26/2012
Arizona 01/26/2012
Arkansas 03/22/2016
California 01/26/2012
Colorado 03/22/2016
Connecticut 01/26/2012
Delaware 03/22/2016
District of Columbia 03/19/2014
Florida 01/27/2012
Georgia 01/26/2012
Hawaii 03/22/2016
Idaho 03/22/2016
Illinois 01/30/2012
Indiana 03/22/2016
Iowa 03/22/2016
Kansas 01/26/2012
Kentucky 03/22/2016
Louisiana 03/22/2016
Maine 03/22/2016
Maryland 01/26/2012
Massachusetts 01/26/2012
Michigan 01/26/2012
Minnesota 01/26/2012
Mississippi 03/22/2016
Missouri 03/22/2016
Montana 03/22/2016
Nebraska 03/22/2016
Nevada 01/26/2012
New Hampshire 01/26/2012
New Jersey 01/26/2012
New Mexico 03/22/2016
New York 01/26/2012
North Carolina 01/26/2012
North Dakota 03/22/2016
Ohio 03/22/2016
Oklahoma 03/22/2016
Oregon 01/26/2012
Pennsylvania 01/26/2012
Puerto Rico 03/22/2016
Rhode Island 03/22/2016
South Carolina 01/26/2012
South Dakota 03/22/2016
Tennessee 03/22/2016
Texas 01/26/2012
Utah 03/22/2016
Vermont 03/22/2016
Virgin Islands 03/22/2016
Virginia 01/26/2012
Washington 09/16/2010
West Virginia 03/22/2016
Wisconsin 09/16/2010
Wyoming 03/23/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser