at


Investment Adviser Firm Summary

FUTUREADVISOR, INC. (CRD# 154604 / SEC# 801-71929)
Alternate Names: FUTUREADVISOR , FUTUREADVISOR, INC. , XULU INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/30/2010
North Carolina Terminated 08/21/2013
Oregon Terminated 08/30/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/23/2014
Alaska 05/23/2014
Arizona 05/23/2014
Arkansas 05/23/2014
California 11/30/2010
Colorado 08/19/2013
Connecticut 05/23/2014
Delaware 05/23/2014
District of Columbia 08/19/2013
Florida 08/20/2013
Georgia 05/23/2014
Hawaii 05/23/2014
Idaho 05/23/2014
Illinois 06/12/2014
Indiana 05/23/2014
Iowa 05/23/2014
Kansas 05/23/2014
Kentucky 05/23/2014
Louisiana 05/23/2014
Maine 05/23/2014
Maryland 08/19/2013
Massachusetts 08/19/2013
Michigan 08/19/2013
Minnesota 05/23/2014
Mississippi 05/23/2014
Missouri 05/23/2014
Montana 08/19/2013
Nebraska 05/23/2014
Nevada 05/23/2014
New Hampshire 05/23/2014
New Jersey 06/06/2014
New Mexico 05/23/2014
New York 08/19/2013
North Carolina 08/19/2013
North Dakota 05/23/2014
Ohio 08/19/2013
Oklahoma 08/19/2013
Oregon 08/19/2013
Pennsylvania 05/23/2014
Rhode Island 05/23/2014
South Carolina 08/19/2013
South Dakota 05/23/2014
Tennessee 08/19/2013
Texas 08/19/2013
Utah 05/23/2014
Vermont 05/23/2014
Virginia 08/19/2013
Washington 11/30/2010
West Virginia 05/23/2014
Wisconsin 05/23/2014
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser