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Investment Adviser Firm Summary

SOUTHERNSUN ASSET MANAGEMENT LLC (CRD# 154572 / SEC# 801-71849)
Alternate Names: SOUTHERNSUN ASSET MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/23/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/04/2010
Alaska 03/25/2011
Arizona 10/04/2010
Arkansas 10/04/2010
California 10/04/2010
Colorado 10/04/2010
Connecticut 10/04/2010
Delaware 10/14/2010
District of Columbia 10/04/2010
Florida 10/05/2010
Georgia 10/04/2010
Hawaii 03/25/2011
Idaho 10/04/2010
Illinois 10/18/2010
Indiana 10/04/2010
Iowa 10/04/2010
Kansas 10/04/2010
Kentucky 03/25/2011
Louisiana 10/04/2010
Maine 03/25/2011
Maryland 10/04/2010
Massachusetts 10/04/2010
Michigan 10/04/2010
Minnesota 10/04/2010
Mississippi 10/04/2010
Missouri 10/04/2010
Montana 03/25/2011
Nebraska 10/04/2010
Nevada 10/04/2010
New Hampshire 10/04/2010
New Jersey 10/25/2010
New Mexico 03/25/2011
New York 10/04/2010
North Carolina 10/04/2010
North Dakota 03/25/2011
Ohio 10/04/2010
Oklahoma 10/04/2010
Oregon 03/25/2011
Pennsylvania 10/04/2010
Puerto Rico 10/04/2010
Rhode Island 03/25/2011
South Carolina 10/04/2010
South Dakota 03/25/2011
Tennessee 10/04/2010
Texas 10/04/2010
Utah 03/25/2011
Vermont 03/25/2011
Virgin Islands 03/21/2012
Virginia 10/04/2010
Washington 10/04/2010
West Virginia 03/25/2011
Wisconsin 10/04/2010
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser