at


Investment Adviser Firm Summary

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. (CRD# 154495 / SEC# 801-71712)
Alternate Names: BDCM FUND ADVISER, L.L.C. (RELYING ADVISER) , BDCM OPPORTUNITY FUND ADVISER, L.L.C. (RELYING ADVISER) , BDCM OPPORTUNITY FUND II ADVISER, L.L.C. (RELYING ADVISER) , BDCM OPPORTUNITY FUND III ADVISER, L.L.C. (RELYING ADVISER) , BDCM OPPORTUNITY FUND IV ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND ADVISORS, LLLP (RELYING ADVISER) , BLACK DIAMOND CAPITAL MANAGEMENT , BLACK DIAMOND CAPITAL MANAGEMENT LIMITED (RELYING ADVISER) , BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. , BLACK DIAMOND CAPITAL MANAGEMENT, LLC , BLACK DIAMOND CLO 2005-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2005-2 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2006-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2012-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2013-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2014-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2014-2 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2015-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CLO 2016-1 ADVISER, L.L.C. (RELYING ADVISER) , BLACK DIAMOND CREDIT STRATEGIES FUND ADVISER, L.L.C.(RELYING ADVISER) , BLACK DIAMOND HOLDINGS, LLLP (RELYING ADVISER) , GSC ACQUISITION HOLDINGS, L.L.C. (RELYING ADVISER) , N/A

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/10/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Connecticut 08/10/2010
Virgin Islands 04/01/2013

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser