at


Investment Adviser Firm Summary

SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC (CRD# 154461 / SEC# 801-61716)
Alternate Names: SEATTLE-NORTHWEST ASSET MANAGEMENT, LLC , SNW ASSET MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/28/2003

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/03/2017
Alaska 05/03/2017
Arizona 07/18/2013
Arkansas 05/03/2017
California 07/20/2010
Colorado 05/03/2017
Connecticut 05/03/2017
Delaware 05/03/2017
District of Columbia 05/03/2017
Florida 05/03/2017
Georgia 05/03/2017
Hawaii 05/03/2017
Idaho 02/22/2006
Illinois 05/17/2017
Indiana 05/03/2017
Iowa 05/03/2017
Kansas 05/03/2017
Kentucky 05/03/2017
Louisiana 07/18/2013
Maine 05/03/2017
Maryland 05/03/2017
Massachusetts 05/03/2017
Michigan 05/03/2017
Minnesota 05/03/2017
Mississippi 05/03/2017
Missouri 05/11/2015
Montana 05/03/2017
Nebraska 05/03/2017
Nevada 05/03/2017
New Hampshire 05/03/2017
New Jersey 05/18/2017
New Mexico 06/29/2015
New York 05/03/2017
North Carolina 05/03/2017
North Dakota 05/03/2017
Ohio 05/03/2017
Oklahoma 05/03/2017
Oregon 08/31/2005
Pennsylvania 10/25/2016
Puerto Rico 05/03/2017
Rhode Island 05/03/2017
South Carolina 05/03/2017
South Dakota 05/03/2017
Tennessee 05/03/2017
Texas 09/30/2014
Utah 10/25/2016
Vermont 05/03/2017
Virginia 05/03/2017
Washington 01/28/2003
West Virginia 05/03/2017
Wisconsin 05/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser