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Investment Adviser Firm Summary

METROPOLITAN EQUITY PARTNERS LLC (CRD# 154390 / SEC# 801-79057)
Alternate Names: METROPOLITAN EQUITY PARTNERS LLC , METROPOLITAN EQUITY PARTNERS MANAGEMENT, LLC (RELYING ADVISER) , METROPOLITAN GP HOLDINGS 2014 LLC, SERIES MEIH22 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH10 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH11 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH12 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH13 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH18 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH19 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES MEIH20 (RELYING ADVISER) , METROPOLITAN GP HOLDINGS LLC, SERIES METVP II (RELYING ADVISER) , METROPOLITAN GP HOLDINGS, LLC, SERIES MPFII (RELYING ADVISER) , METROPOLITAN MERCHANT CAPITAL ADVISERS, LLC (RELYING ADVISER) , METROPOLITAN PARTNERS GROUP MANAGEMENT, LLC (RELYING ADVISER) , MPF III GP, LLC (RELYING ADVISER) , MPF IIIA GP, LLC (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/06/2014
New York Failure to Renew 12/31/2013

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser