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Investment Adviser Firm Summary

SALIENT CAPITAL ADVISORS, LLC (CRD# 153914 / SEC# 801-71482)
Alternate Names: RDG CAPITAL LLC , SALIENT CAPITAL ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/24/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/21/2011
Alaska 06/06/2013
Arizona 05/20/2010
Arkansas 03/16/2011
California 05/20/2010
Colorado 05/20/2010
Connecticut 05/20/2010
Delaware 06/06/2013
District of Columbia 03/26/2012
Florida 05/24/2010
Georgia 05/20/2010
Hawaii 06/06/2013
Idaho 06/06/2013
Illinois 06/01/2010
Indiana 05/20/2010
Iowa 06/06/2013
Kansas 06/06/2013
Kentucky 06/06/2013
Louisiana 05/20/2010
Maine 04/30/2012
Maryland 09/29/2011
Massachusetts 05/20/2010
Michigan 05/20/2010
Minnesota 05/07/2012
Mississippi 06/06/2013
Missouri 06/06/2013
Montana 06/06/2013
Nebraska 06/06/2013
Nevada 09/29/2011
New Hampshire 05/20/2010
New Jersey 05/29/2012
New Mexico 07/21/2011
New York 05/20/2010
North Carolina 05/20/2010
North Dakota 06/06/2013
Ohio 05/20/2010
Oklahoma 05/20/2010
Oregon 06/06/2013
Pennsylvania 03/23/2011
Puerto Rico 06/06/2013
Rhode Island 06/06/2013
South Carolina 06/06/2013
South Dakota 06/06/2013
Tennessee 05/20/2010
Texas 06/28/2010
Utah 06/06/2013
Vermont 05/25/2010
Virginia 05/20/2010
Washington 03/11/2013
West Virginia 06/06/2013
Wisconsin 06/06/2013
Wyoming 09/25/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser