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Investment Adviser Firm Summary

SCIENS INVESTMENT MANAGEMENT, LLC (CRD# 153584 / SEC# 801-71362)
Alternate Names: AIS MANAGEMENT LLC ("AIS 1") (RELYING ADVISER) , AIS MANAGEMENT LLC 3 ("AIS 3") (RELYING ADVISER) , AIS MANAGEMENT LLC 4 ("AIS 4") (RELYING ADVISER) , AT MANAGEMENT LLC ("AT MGM'T") (RELYING ADVISER) , AT MANAGEMENT LLC (RELYING ADVISER) , CD MANAGEMENT LLC (RELYING ADVISER) , COLT DEFENSE HOLDING III GP LLC (RELYING ADVISER) , COLT DEFENSE HOLDING IV GP LLC (RELYING ADVISER) , GSMI MANAGEMENT CO. LTD. (RELYING ADVISER) , HELLENIC ALTERNATIVE MANAGERS LTD. ("HELLENIC MGM'T") (RELYING ADVISER) , HELLENIC ALTERNATIVE MANAGERS LTD. (RELYING ADVISER) , ITS MANAGEMENT LLC ("ITS") (RELYING ADVISER) , NET ONE CO-INVESTMENT MANAGEMENT LLC ("NET ONE") (RELYING ADVISER) , NORTHERN HELLENIC MANAGEMENT LLC ("NORTHERN HELLENIC MGM'T") (RELYING ADVISER) , NORTHERN HELLENIC MANAGEMENT LLC (RELYING ADVISER) , NPA MANAGEMENT LLC ("NPA") (RELYING ADVISER) , SAARF MANAGEMENT LTD. (RELYING ADVISER) , SCIENS AVIATION SERVICES GP LLC (RELYING ADVISOR) , SCIENS AVIATION SERVICES II GP LTD. (RELYING ADVISOR) , SCIENS AVIATION SERVICES IV GP LTD. (RELYING ADVISOR) , SCIENS CAPITAL, LLC ("SCIENS CAPITAL") (RELYING ADVISER) , SCIENS CFO I MANAGEMENT LTD. ("SCIENS CFO") (RELYING ADVISER) , SCIENS CFO I MANAGEMENT LTD. (RELYING ADVISER) , SCIENS DIVERSIFIED MANAGEMENT LTD. ("SCIENS DIVERSIFIED") (RELYING ADVISER) , SCIENS IDILIA MANAGEMENT LLC ("SCIENS IDILIA") (RELYING ADVISER) , SCIENS IDILIA MANAGEMENT LLC (RELYING ADVISER) , SCIENS INVESTMENT MANAGEMENT, LLC , SCIENS MANAGEMENT LLC (RELYING ADVISER) , SCIENS OFFSHORE MANAGEMENT LTD. (RELYING ADVISER) , SCIENS SHIPPING SERVICES GP LLC (RELYING ADVISER) , SCP EXCHANGE MANAGEMENT LTD. ("SCP") (RELYING ADVISER) , SCP EXCHANGE MANAGEMENT LTD. (RELYING ADVISOR) , SMH MANAGEMENT LTD. (RELYING ADVISER) , SSDH MANAGEMENT LTD (RELYING ADVISER)

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/23/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


Not Currently Notice Filed


EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser