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Investment Adviser Firm Summary

12TH STREET ASSET MANAGEMENT LLC (CRD# 153528 / SEC# 801-76968)
Alternate Names: 12TH STREET ASSET MANAGEMENT , 12TH STREET ASSET MANAGEMENT LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/31/2012
Tennessee Terminated 09/05/2012

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/02/2014
California 01/24/2013
Connecticut 06/11/2013
Delaware 08/08/2014
Florida 03/06/2013
Georgia 01/03/2014
Illinois 07/31/2012
Louisiana 03/05/2014
Massachusetts 03/05/2013
Michigan 06/13/2017
Missouri 10/03/2014
Nevada 06/10/2014
New Hampshire 04/29/2014
New Jersey 08/13/2013
New York 03/05/2013
North Carolina 01/06/2015
Oklahoma 10/03/2014
Pennsylvania 02/26/2014
South Carolina 04/29/2014
Tennessee 07/31/2012
Texas 01/28/2013
Virginia 10/03/2014
Wisconsin 01/03/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser