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Investment Adviser Firm Summary

STRATOS WEALTH PARTNERS, LTD (CRD# 153184 / SEC# 801-71457)
Alternate Names: ACORN INVESTMENT STRATEGIES , ADAMS WEALTH ADVISORS , ADAPTIVE FINANCIAL CONSULTING , ADVANTAGE WEALTH PARTNERS , AMY BYARS FINANCIAL, LLC , ANDREW JADE FINANCIAL , ANGELIS WEALTH GROUP , APPLE CREEK INVESTMENT SERVICES , ARTEMIS WEALTH PARTNERS , ASPEN MANAGEMENT GROUP , ASPEN MANAGEMENT GROUP, LTD , AVL FINANCIAL , BALANCE WEALTH ADVISORS , BARTON SPECTOR WEALTH STRATEGIES , BASDAKIS WEALTH MANAGEMENT GROUP , BOREMAN, NORTON, COOK WEALTH PARTNERS , BOREMAN-COOK FINANCIAL SERVICES , BOTSFORD FINANCIAL GROUP , BRIDGEVIEW WEALTH , BRIDGEWATER WEALTH , BRIGHT WORKS WEALTH MANAGEMENT , BROWN WEALTH MANAGEMENT GROUP , BWMG, INC , CAVU FINANCIAL LLC , CB CAPITAL INVESTMENT GROUP , CERTUS WEALTH ADVISORS , CLARITY WEALTH RESOURCES , CLEARLIFE WEALTH MANAGEMENT , CLIENT CENTRIC FINANCIAL ADVISORS LLC , COLUMBIA FINANCIAL INC , CONNECTICUT CASUALTY WEALTH PARTNERS , CONVERGENCE WEALTH MANAGEMENT & CONSULTING , CORNERSTONE FINANCIAL ASSOCIATES , CORTLAND PRIVATE WEALTH MANAGEMENT , COY-KAMPH FINANCIAL GROUP , DALTON INVESTMENT AND RETIREMENT SERVICES , DANIELS INVESTMENTS , DAVID WEALTH MANAGEMENT GROUP , DELUCA FINANCIAL STRATEGIES , ELEVATE WEALTH MANAGEMENT , ELLSWORTH CAPITAL , ELLSWORTH PRIVATE WEALTH MANAGEMENT , EVERGREEN WEALTH , EVERVEST FINANCIAL , EXECUTIVE BENEFITS SOLUTIONS , FINANCIAL DESIGN AGENCY OF OHIO, INC , FIRST AMERICAN FINANCIAL LTD , FIRST NATIONAL WEALTH MANAGEMENT , FIRST WEALTH FINANCIAL GROUP LLP , FUNDAMENTUM , G AND G WEALTH , G&G WEALTH , GIBSON TORREBLANCA GROUP , HEWES-GAINEY WEALTH MANAGEMENT GROUP , HIBERNIA WEALTH MANAGEMENT , HOLISTIC WEALTH ADVISORS , HORIZON WEALTH PARTNERS, LLC , HUDSON WEALTH MANGEMENT , IBIS CAPITAL , INNOVATIVE WEALTH PARTNERS , J.M. FRANKLIN & COMPANY, LLC , JERVIS FINANCIAL GROUP , JON LAROCHE LLC, INVESTMENT SERVICES , KEYSTONE WEALTH MANAGEMENT , KITTY HAWK WEALTH MANAGEMENT , LAKEPOINTE ADVISORS, LLC , LANDOWNER STRATEGIES , LEGACY RETIREMENT PLANNING, INC , LIGHT STRATEGIC ADVISORS LLC , LOB PLANNING GROUP , MARGHERET AND ASSOCIATES , MARQUIS INVESTORS , MAYEUX WEALTH PARTNERS , MENEFEE FINANCIAL SERVICES , MILESTONE WEALTH STRATEGIES , MILLER PRIVATE WEALTH MANAGEMENT LLC , MITCHELL MONEY MANAGEMENT, LLC , MOSAIC WEALTH PARTNERS , NAPOLI WEALTH MANAGEMENT , NORTH STAR STRATEGIC WEALTH PARTNERS , NORTH VALLEY INVESTMENT PARTNERS , NORTHSTAR WEALTH PARTNERS , OLD FORT WEALTH MANAGEMENT , OLD MOUNTAIN GROUP , OLYMPUS INVESTMENT GROUP , OLYMPUS WEALTH PARTNERS, INC. , PARKVIEW PARTNERS CAPITAL MANAGEMENT , PLAN FOR YOUR TOMORROW INC , RETIREMENT INCOME ANALYSTS, LLC , RETIREMENT WEALTH INSTITUTE , RETIREMENT WEALTH PARTNERS , RILEY/ECHOLS WEALTH MANAGEMENT , RITTEL & MAHONEY WEALTH MANAGEMENT , ROBERT VEASEY FINANCIAL ASSOCIATES , ROBSON PLANNING GROUP , RUBIN FINANCIAL ADVISORS , SCHRAMM FINANCIAL GROUP , SEACOAST WEALTH MANAGEMENT , STALL L'HOSTE INVESTMENT SERVICES , STERN & HEATWOLE FINANCIAL GROUP, PC , STRATOS WEALTH ADVISORY GROUP , STRATOS WEALTH PARTNERS NW , STRATOS WEALTH PARTNERS, LTD , SUMMIT WEALTH PARTNERS , SUN GROUP WEALTH PARTNERS , T+3 , THE 4:8 GROUP , THE BOTSFORD GROUP , THE EMBRESCIA WEALTH MANAGEMENT GROUP , THE GRANDVIEW GROUP , THE KELLEY FINANCIAL GROUP , THE MARKLEY GROUP, LLC , THE STURKIE WEALTH MANAGEMENT GROUP , TIMEPIECE WEALTH MANAGEMENT , TRAYWICK FINANCIAL, LLC , TRUUWATER FINANCIAL , VAN KIRK WEALTH ADVISORS , VERTEX INVESTMENT PARTNERS , VINTAGE FINANCIAL PARTNERS , WEALTH ADVOCATE GROUP LLC , WEALTHSOURCE INC , WEALTHSOURCE, INC , WELLSPRING WEALTH MANAGEMENT , WHITE BLAZE INVESTMENT GROUP , WHITE BLAZE WEALTH MANAGEMENT , WILLOUGHBY WEALTH MANAGEMENT , YAWN, SHEFFIELD, WELCH WEALTH MANAGEMENT GROUP LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/04/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/04/2010
Alaska 03/28/2013
Arizona 06/04/2010
Arkansas 03/25/2011
California 06/04/2010
Colorado 06/04/2010
Connecticut 06/04/2010
Delaware 06/14/2010
District of Columbia 03/25/2011
Florida 06/04/2010
Georgia 06/04/2010
Hawaii 04/12/2011
Idaho 03/28/2013
Illinois 06/04/2010
Indiana 06/04/2010
Iowa 03/29/2011
Kansas 06/04/2010
Kentucky 06/04/2010
Louisiana 06/04/2010
Maine 06/04/2010
Maryland 06/04/2010
Massachusetts 06/04/2010
Michigan 06/04/2010
Minnesota 06/04/2010
Mississippi 03/28/2013
Missouri 03/25/2011
Montana 06/04/2010
Nebraska 03/28/2013
Nevada 06/04/2010
New Hampshire 06/04/2010
New Jersey 06/08/2010
New Mexico 03/25/2011
New York 06/04/2010
North Carolina 06/04/2010
North Dakota 03/28/2013
Ohio 06/04/2010
Oklahoma 06/04/2010
Oregon 06/04/2010
Pennsylvania 06/04/2010
Rhode Island 06/04/2010
South Carolina 06/04/2010
South Dakota 03/29/2012
Tennessee 06/04/2010
Texas 06/04/2010
Utah 03/29/2012
Vermont 03/28/2013
Virginia 06/04/2010
Washington 06/04/2010
West Virginia 03/25/2011
Wisconsin 06/04/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser