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Investment Adviser Firm Summary

GRADIENT ADVISORS, LLC (CRD# 152665 / SEC# 801-71000)
Alternate Names: GRADIENT ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/10/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/20/2011
Arizona 02/16/2010
Arkansas 01/10/2012
California 02/16/2010
Colorado 07/26/2010
Connecticut 01/27/2011
Delaware 04/01/2015
District of Columbia 03/26/2018
Florida 02/17/2010
Georgia 03/02/2011
Hawaii 02/26/2010
Idaho 08/18/2010
Illinois 03/02/2011
Indiana 08/24/2011
Iowa 09/26/2011
Kansas 02/16/2010
Kentucky 08/25/2010
Louisiana 04/01/2015
Maine 09/07/2012
Maryland 02/16/2010
Massachusetts 02/16/2010
Michigan 02/16/2010
Minnesota 02/10/2010
Mississippi 09/20/2016
Missouri 02/16/2010
Montana 03/25/2016
Nebraska 01/10/2012
Nevada 11/22/2013
New Hampshire 01/22/2013
New Jersey 11/10/2010
New Mexico 02/23/2012
New York 02/16/2010
North Carolina 06/21/2011
North Dakota 07/18/2014
Ohio 12/02/2010
Oklahoma 01/04/2013
Oregon 06/26/2013
Pennsylvania 08/02/2011
South Carolina 08/02/2010
South Dakota 04/26/2016
Tennessee 01/03/2011
Texas 02/16/2010
Utah 08/31/2016
Vermont 02/24/2014
Virginia 01/19/2012
Washington 02/16/2010
West Virginia 04/16/2015
Wisconsin 02/16/2010
Wyoming 07/17/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser