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Investment Adviser Firm Summary

DELAWARE CAPITAL MANAGEMENT ADVISERS, INC (CRD# 152237 / SEC# 801-70846)
Alternate Names: DELAWARE CAPITAL MANAGEMENT ADVISERS, INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/15/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/15/2009
Alaska 12/15/2009
Arizona 12/15/2009
Arkansas 12/15/2009
California 12/15/2009
Colorado 12/15/2009
Connecticut 12/15/2009
Delaware 01/12/2010
District of Columbia 12/15/2009
Florida 12/15/2009
Georgia 12/15/2009
Hawaii 12/15/2009
Idaho 12/15/2009
Illinois 12/15/2009
Indiana 12/15/2009
Iowa 12/16/2009
Kansas 12/15/2009
Kentucky 12/15/2009
Louisiana 12/15/2009
Maine 12/15/2009
Maryland 12/15/2009
Massachusetts 12/15/2009
Michigan 12/15/2009
Minnesota 12/15/2009
Mississippi 12/15/2009
Missouri 12/15/2009
Montana 12/15/2009
Nebraska 12/15/2009
Nevada 12/15/2009
New Hampshire 12/15/2009
New Jersey 12/16/2009
New Mexico 12/15/2009
New York 12/15/2009
North Carolina 12/15/2009
North Dakota 12/15/2009
Ohio 12/15/2009
Oklahoma 12/15/2009
Oregon 12/15/2009
Pennsylvania 12/15/2009
Puerto Rico 12/15/2009
Rhode Island 12/15/2009
South Carolina 12/15/2009
South Dakota 12/18/2009
Tennessee 12/15/2009
Texas 12/15/2009
Utah 12/15/2009
Vermont 12/15/2009
Virginia 12/15/2009
Washington 12/15/2009
West Virginia 12/15/2009
Wisconsin 12/15/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser