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Investment Adviser Firm Summary

BARBER FINANCIAL GROUP (CRD# 152043 / SEC# 801-72065)
Alternate Names: BANE O'LEARY FINANCIAL GROUP , BARBER FINANCIAL GROUP , OSIWALA FINANCIAL GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/16/2010
Kansas Terminated 12/17/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/01/2017
Arizona 08/03/2012
Arkansas 03/09/2017
California 04/28/2015
Colorado 08/03/2012
Florida 04/28/2015
Georgia 03/09/2017
Illinois 04/02/2013
Indiana 06/01/2017
Iowa 03/09/2017
Kansas 12/16/2010
Kentucky 03/09/2017
Maryland 03/09/2017
Michigan 10/07/2014
Minnesota 08/03/2012
Missouri 12/16/2010
Nebraska 03/09/2017
Nevada 08/03/2012
North Carolina 03/09/2017
North Dakota 08/03/2012
Ohio 08/03/2012
Oklahoma 01/04/2016
South Carolina 03/09/2017
South Dakota 03/09/2017
Tennessee 06/01/2017
Texas 01/03/2011
Wisconsin 10/01/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser