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Investment Adviser Firm Summary

ASSET DEDICATION, LLC (CRD# 151988 / SEC# 801-71892)
Alternate Names: ASSET DEDICATION, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/15/2010
California Terminated 11/19/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/01/2014
California 05/10/2011
Colorado 10/09/2017
Connecticut 10/09/2017
Florida 12/12/2016
Georgia 10/09/2017
Illinois 05/24/2013
Louisiana 11/13/2012
Maine 04/01/2014
Massachusetts 11/13/2012
Michigan 03/30/2016
Mississippi 04/01/2013
Missouri 12/12/2016
Nebraska 03/30/2015
New Hampshire 03/30/2015
New Jersey 04/13/2015
New York 11/15/2012
North Carolina 10/19/2015
Ohio 12/12/2016
Oregon 11/13/2012
Pennsylvania 08/11/2014
South Carolina 12/12/2016
Texas 11/13/2012
Virginia 04/01/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser