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Investment Adviser Firm Summary

ARGI INVESTMENT SERVICES, LLC (CRD# 151916 / SEC# 801-70888)
Alternate Names: ARGI INVESTMENT SERVICES , ARGI INVESTMENT SERVICES, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/04/2010

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/27/2018
Alaska 11/01/2016
Arizona 06/23/2014
California 01/20/2010
Colorado 11/01/2016
Connecticut 07/27/2015
Florida 01/21/2010
Georgia 01/20/2010
Illinois 01/21/2010
Indiana 01/20/2010
Kansas 03/25/2015
Kentucky 01/04/2010
Maryland 02/29/2012
Massachusetts 11/01/2016
Michigan 06/23/2014
Minnesota 11/01/2016
Montana 11/01/2016
New Jersey 03/13/2018
New York 01/20/2010
North Carolina 01/20/2010
Ohio 01/20/2010
Pennsylvania 01/20/2010
South Carolina 01/20/2010
Tennessee 01/20/2010
Texas 01/20/2010
Virginia 08/02/2011
Washington 02/27/2018
West Virginia 12/07/2012
Wisconsin 11/01/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser