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Investment Adviser Firm Summary

VESTORY, LLC (CRD# 151858 / SEC# 801-96174)
Alternate Names: VESTARTER , VESTORY INVESTMENT ADVISORY GROUP , VESTORY, INC. , VESTORY, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/22/2015
Arizona Terminated 04/23/2015
Florida Terminated 04/23/2015
Oregon Terminated 04/23/2015
Washington Terminated 08/03/2015

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/04/2015
California 10/29/2015
Florida 03/22/2018
New York 08/04/2015
Oregon 03/22/2018
Texas 08/04/2015
Utah 03/22/2018
Washington 08/04/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser