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Investment Adviser Firm Summary

PNC CAPITAL ADVISORS LLC (CRD# 151829 / SEC# 801-70684)
Alternate Names: PNC CAPITAL ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/29/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/27/2009
Alaska 10/27/2009
Arizona 10/27/2009
Arkansas 10/27/2009
California 10/27/2009
Colorado 10/27/2009
Connecticut 10/27/2009
Delaware 11/02/2009
District of Columbia 10/27/2009
Florida 10/02/2009
Georgia 10/27/2009
Hawaii 10/27/2009
Idaho 10/27/2009
Illinois 10/27/2009
Indiana 10/27/2009
Iowa 10/27/2009
Kansas 10/27/2009
Kentucky 10/27/2009
Louisiana 10/27/2009
Maine 10/27/2009
Maryland 10/27/2009
Massachusetts 10/27/2009
Michigan 10/27/2009
Minnesota 10/01/2009
Mississippi 10/27/2009
Missouri 10/27/2009
Montana 10/27/2009
Nebraska 10/27/2009
Nevada 10/27/2009
New Hampshire 10/27/2009
New Jersey 11/09/2009
New Mexico 10/27/2009
New York 10/27/2009
North Carolina 10/27/2009
North Dakota 10/27/2009
Ohio 10/27/2009
Oklahoma 10/27/2009
Oregon 10/27/2009
Pennsylvania 10/27/2009
Puerto Rico 10/27/2009
Rhode Island 10/27/2009
South Carolina 10/27/2009
South Dakota 11/03/2009
Tennessee 10/02/2009
Texas 03/31/2011
Utah 10/27/2009
Vermont 10/27/2009
Virginia 10/27/2009
Washington 10/27/2009
West Virginia 10/27/2009
Wisconsin 10/27/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser