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Investment Adviser Firm Summary

TRINITY PORTFOLIO ADVISORS, LLC (CRD# 151721 / SEC# 801-70663)
Alternate Names: ADAMI, LINDSEY & COMPANY, LLP , CHALK CULLUM WEALTH MANAGEMENT, LLC , CHALK, CULLUM & ASSOCIATES , COVENANT FAMILY FINANCIAL , ESTRADA WEBB & ASSOCIATES , FERGUSON OBERST WEALTH MANAGEMENT , FORD & JOSLIN, LLC , FREE4HIM, LLC , GOLLOB, MORGAN & PEDDY FINANCIAL SERVICES , HAYDEN FINANCIAL PARTNERS , NVEST WEALTH MANAGEMENT , PATTON FINANCIAL SERVICES , PRIDE FINANCIAL ADVISORS , RYLANDER, CLAY & OPITZ , TEXOMA FINANCIAL SERVICES, LP , THE M GROUP , TRINITY 2014 LS FUND , TRINITY 2015 LS FUND , TRINITY LS FUND III , TRINITY PORTFOLIO ADVISORS, LLC , VOGEL FINANCIAL GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/21/2009

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/16/2010
Arkansas 03/27/2013
California 03/22/2012
Colorado 03/24/2015
Florida 12/02/2016
Illinois 12/02/2016
Kansas 08/02/2010
Louisiana 10/21/2009
Mississippi 06/16/2010
Montana 12/01/2016
New Mexico 05/28/2014
New York 12/01/2016
North Carolina 05/28/2014
Oklahoma 06/16/2010
Oregon 12/01/2016
Texas 10/27/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser